How
Advisor is Paid:
- Fee for Financial Planning (initial, hourly, and/or retainer)
- Fee based on percentage of assets managed; percent ranges: 0.50% to 1.50%
- Commissions and/or loads for investment products purchased
- Trail fees on mutual funds or insurance products
- Commissions on insurance products purchased.
Compensation:
- I will do fee only planning, if requested
- When requested, I will inform clients of the dollar amount of fees (commissions or
loads) they pay on the purchase of any product.
- I will recommend products based on the best interest of the client
- I may refer client to other professionals, if appropriate
- I receive absolutely no compensation from other professionals for referral
Free Initial Consultation for Financial
Planning Clients
- I will provide a free initial consultation to prospective financial planning clients so
that we may determine if the
ir needs and my practice are well-matched. (This complementary consultation does
not apply to divorce planning services.)
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